RFC Draft Formation Documents for Marshall Islands DAO LLC

I created a draft set of legal documents that would be required to form the Radix DAO as a Marshall Islands Non-Profit DAO LLC. These are shared as a contribution to the DAO setup process — available for the RAC and community to review, build on, or simply use as a reference alongside other efforts already underway.

The approach was top-down: start from what the law requires, layer in the Foundation’s transfer requirements, align with the current RAC mandate and Consultation App implementation, then draft documents that attempt to satisfy all three. My reading is that the RAC’s current community work appears to be taking a more bottom-up approach.

The Documents

Start with the Operating Agreement — that’s where 90% of the substance and discussion will be.

Formation Documents

| 1 | Certificate of Formation | The short-form filing submitted to the MI Registrar to create the legal entity. Name, purpose, registered agent, smart contract identifiers, statutory notices. |

| 2 | Operating Agreement | The core document. Membership, voting, delegated functions (treasury, governance, legal, compliance, Web2), treasury management, smart contracts, compliance, dissolution, amendments, disputes. |

| 3 | Beneficial Owner Information Report | Template for the mandatory filing identifying persons with control over the DAO, submitted at formation and annually. |

Supporting Guides

| 4 | MI DAO Setup Guide | Practical step-by-step guide: why Marshall Islands, non-profit vs for-profit, registration process, ongoing compliance, costs, timeline, action items. |

| 5 | MI Legal Requirements Guide | Legal provisions the Operating Agreement must or can contain, checklist covering MI law, MIDAO expectations, and best practice from other MI DAOs. |

The Google Docs are read-only for now and can be switched to comment mode later or can be provided in another format as required.


How They Were Drafted

These documents were generated largely with AI assistance, with human direction and research spot-checks throughout. They are not a replacement for legal advice, and further work is required before they can be put before the community for approval. The goal is to provide a structure the community can iterate on efficiently - RAC members who have engaged with the Foundation and legal counsel should be in a position to judge whether the direction is aligned with their discussions to date, and if the work is already in hand with counsel and the registered agent, these can simply serve as background reference.

The research drew on:

  • Marshall Islands law — DAO Act (2022), LLC Act (1996), Non-Profit Entities Act (2020), DAO Regulations (2024). Every mandatory statutory provision is covered.

  • Foundation transfer requirements — aligned objectives, non-distribution, asset lock, KYC, custody, and continuity statement, all accommodated.

  • RAC compatibility — the delegated function structure maps to the RAC’s current mandate.

  • Consultation App alignment — voting mechanics, governance parameters, smart contract limits, and vote power sources match the deployed implementation exactly.

  • Precedent — publicly available operating agreements from Pyth DAO, Odos DAO, MoonDAO, and Admiralty DAO.


Key Design Decisions — And Where Further Focus Is Needed

The choices below are the ones most likely to need the main focus from the community, RAC, and legal counsel to bring the documents to a completed, fileable state:

Member-managed, no managers. An MI DAO LLC can either leave management vested in the Members collectively (DAO Act §708) or designate managers, whose powers are then whatever the OA accords them (LLC Act §25 — there is no statutory default scope). Reflecting the community’s preference for facilitators over managers, the draft stays formally member-managed under §708, states the Company has no managers, directors, officers, or trustees, and delegates narrowly scoped operational functions to elected Members (“Delegates”). On a closer reading Delegates may still be managers in the statutory sense regardless of the label, and legal counsel may recommend stating that explicitly — but the substantive protections (scope limits, GP authorisation, standards of care) are the same either way. One for community and legal discussion before filing.

The five functions. The Operating Agreement defines five distinct Delegate functions: Treasury Signing (multi-sig, minimum 3 Delegates), Governance Operations (Consultation App + Owner Badge), Legal Signatory (contracts and continuity statement), Compliance Liaison (Registrar filings and BOIR), and Web2 Custodian (credentials and domains). Each action by a Delegate requires authorisation under a Governance Proposal - Delegates execute, they don’t decide. The community elects 3-7 Delegates as a group and they allocate functions among themselves, with a single person able to hold multiple functions. The five current RAC members can serve as the initial Delegates. The draft currently requires KYC for all five functions (§5.4), but it may be worth scoping KYC only to roles that genuinely need it — e.g. Treasury Signing, Legal Signatory, Compliance Liaison — and dropping it for Governance Operations or Web2 Custodian where the case is less obvious. One for community and legal counsel discussion.

Membership by voting. In this draft, you become a Member by casting a vote - not just by holding XRD or LSUs. Without an explicit criterion, membership defaults to holding a voting or governance token and ends by disposing of it, which given the previous community consultation on voting power would sweep in every XRD and LSU holder. An affirmative act (a vote) makes membership opt-in instead. The exact trigger still needs further thought - a more considered opt-in/opt-out mechanism may also serve UBO compliance better and make it easier to track the overall voting supply over time. Consideration is required also for leaving the DAO - draft currently says membership ends when a Member holds no voting-power assets and has no active votes - there’s no explicit opt-out. One for further community and legal counsel discussion.

Foundation role. The Foundation appears only as a transfer counterparty. It’s named in just three places in the OA: §3.1 (purpose — the Company is formed to receive assets from the Foundation and continue its mission of advancing ledger technology), §3.2 (Legal Signatories authorised to execute the continuity statement), and §5.4 (Treasury and Legal Signatory Delegates must KYC with the Foundation before the initial transfer). Worth a closer look to see whether these references can be tightened further.

Emergency provisions. Treasury Signers can act to preserve assets or services in an emergency, subject to GP ratification within 30 days (§5.3(a), §7.2, §10.3). These clauses are drafted in quite general terms — “emergency,” what can be done, and the scope of expenditure are all left to Delegate judgement at the moment of action, with only the 30-day ratification window as the backstop. This needs further consideration: what constitutes an emergency, what Delegates are authorised to do without prior GP (and what they are not), any expenditure caps, and whether certain classes of emergency action should carry a higher ratification threshold than 66.67%. One for further community and legal counsel discussion.


What These Are Not — And How They Relate to Other Work

These are draft legal formation documents — not a community governance framework, constitution, or manifesto. They cover what the law and the Foundation require, and no more. The work already underway in the community on governance charters, proposal frameworks, working group structures, treasury policies, and codes of conduct sits in a layer below the Operating Agreement rather than alongside it, and §12.4 of the OA explicitly allows the community to adopt operational policies by GP without amending the OA itself — meaning those documents can be adopted as companion frameworks once the DAO is formed, without needing to be rolled into the formation documents now.


What Happens Next

These drafts are shared openly for the community to use however is most helpful — as a reference, a basis for the RAC to use to finalise with legal counsel and registration agent, a complement that other groups’ efforts can feed into, or set aside entirely.

If it’s useful, I’m also open to guiding this to a filed set of documents — working directly with the RAC, Foundation, DAO Registration Agent and legal counsel as a priority item, determining pragmatically with RAC where to seek community input before the final documents go to a vote. This would likely have to be a paid assignment, proposed as a percentage fee on top of the envisaged Foundation grant for the MI DAO setup (e.g. legal and registration costs), or similar arrangement that aligns all sides. I have availability right now, so if there’s interest, let me know.


Looking forward to your feedback.

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Given that the work must proceed and if it proceeds faster, the better, I agree that this set of documents be used together with the RAC, the Foundation and the legal team to understand which documents should be brought to the vote.

If work must be paid then let it be paid and let it proceed

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thank you a lot Alan, this is the kind of document that are very educationnal and will be very helpful in RAC discussions with any potential lawyer (and to minimize fees with them having already some properly structured documents)

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Given the other key design decisions the community has to do, I agree that this is a member-managed DAO.

About the five functions I think these functions are enough and that the five current RAC members could be the initial delegates. I also agree that membership comes by voting even if there are a lot of small differences between different proposal and I am not sure if we agree about which is the platform for voting ? consultation dapp ?

About these documents, i understand they are for the legal formation so any other documents that has been prepared (for working group for example) have a different scope. So, great.

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Add this “Consideration is required also for leaving the DAO - draft currently says membership ends when a Member holds no voting-power assets and has no active votes” to Membership by voting section above based on question in Telegram Channel from the user ‘Radix Blue Balls’

Thanks for the feedback.

On the voting platform, the draft is built around the Consultation App (GitHub - radixdlt/consultation_v2 · GitHub) as the governance smart contract. The Operating Agreement references it throughout (Exhibit A lists the smart contract identifiers, Exhibit B sets the voting parameters, and §6.2-6.3 describe how TCs and GPs work through it). I wasn’t aware there was debate on this point. I assumed it was agreed as the governance platform but it was the App voting parameters that needed agreement on. If that’s not the case, like to hear more.

On the scope point, that was the intention. The formation documents cover only what the law and the Foundation’s transfer requirements need. In my mind, everything else (working groups, treasury policies, codes of conduct, etc.) sits in a layer below the OA and can be adopted as companion policies by GP once the DAO is formed, without needing to amend the OA itself (§12.4). In this way, thought it would allow the DAO set up process to move forward in parallel.

Thanks, that’s appreciated, hope it can help get these discussions between RAC, lawyers and the DAO moving forward.

Incredibly detailed and in-depth explanation and draft documents, thank you. I appreciate the time and effort that went into compiling all this. I believe it prudent to focus in on these documents for the process to be completed as promptly as possible.

I think starting a vote here on the most urgent items you mentioned so that we can get action for the community to engage and vote on and progress forward with the transition would be my recommendation at this point.

Putting below the most urgent points that probably need a vote on/volunteers from RAC to step forward and confirm they are happy to meet KYC requirements and someone as the incorporator.

  1. Decide on formation provider — MIDAO (official, $9,500) or OCI ($6,000)
  2. Confirm initial Delegates — The 5 RAC members are the natural candidates. Treasury Signers, Legal Signatories, and Compliance Liaison must be willing to KYC.
  3. Identify incorporator(s) — At least 1 person or entity (can be one of the Delegates)
  4. Finalise the Operating Agreement — The draft Operating Agreement covers all MI and Foundation requirements; community review and GP adoption needed

Knock these off with a vote. then move onto the next items requiring action.

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Just finished reading. Looks good to me, although I am not a lawyer. Thanks for putting the time and effort.

Hi.
Are you ok with us starting integrating your draft DAO formation documents with the broader DAO Governance Framework under development?

When doing a gap analysis between the two, and ignore any overlapping items, it nets out to the following areas that needs nursing:

  1. A concrete Asset Transfer Agreement
  2. An IP framework for the transferred assets on how to govern it.
  3. And we need to look closer into Fiduciary Duties and how to handle this in a balanced way consider the circumstances.

It may be more but this was the first shot of comments.

Yes, it’s probably fine to use the consultation dApp, but I was asking because the community recently launched other dApps to manage voting, so I wasn’t sure if the community had changed its mind or not.

Hi - yes, feel free to use this as you see fit.

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Thank you Saul.

Daffy has been working on a complementary more bottom-up governance framework covering the policies etc. From my reading, the RAC have requested that approach and are behind that initiative, so suggest we let that process run its course. He has also asked here whether the formation documents can be used as input into that initiative.

The RAC are presumably aware of items 2 and 3 - it would be good to hear their thinking on that right now as has potential to leave to further delays.